Managing AML/KYC Compliance Risk - CDD/EDD, Transaction Monitoring and More

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This training program will examine how to manage the AML/KYC compliance risk, which is a critical element in a robust BSA/AML compliance program. It will also explore customer identification and on-boarding and CDD/EDD/on-going risk based monitoring.

Why Should You Attend:

There was a time when a wire transfer may come in with the "By Order" party listed as "My Good Customer." No longer.

That statement sums up AML/KYC Risk. Essentially there is no such thing as "My Good Customer." All customers, irrespective of origin, charter, impeccability, bring with them risk. The challenge to the financial institution comes in the form of identifying the customer and the customer's surroundings. It is insufficient to see a customer, whether an individual or legal entity, as someone or something unto itself. Overlooking a customer's relationships may lead to serious difficulty as the relationship to the institution develops.

This webinar will explore why gathering the required information for the Customer Identification Program is a good start, but knowing what the customer plans to do with the account and actually does with it is also critical to managing customer risk.

Areas Covered in the Webinar:

  • KYC: What the Law Requires
  • Customer Identification and On-boarding
  • The Customer BSA/AML Risk Assessment
  • CDD/EDD/On-going Risk Based Monitoring
  • The Customer Activity Profile
  • Transaction Monitoring
  • If the Customer Really is Laundering/Financing Terrorists

Who Will Benefit:

  • BSA/AML Officers
  • Compliance Officers
  • Chief Compliance Officers
  • Sanctions Officers
  • AML Analysts
  • Risk Officers
  • Chief Risk Officers
  • Legal Departments
  • Risk Managers
  • CEO/Presidents
  • Banks
  • Broker-Dealers
  • Money Services Businesses
  • Other non-bank financial institutions
Webinar Events
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Training CD-DVD

Physical CD-DVD of recorded session will be despatched after 72 hrs on completion of payment

Recorded video

Recorded video session

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